| Corporate action description |
1. Company announcement
Second step of capital measures to largely repay the silent
Participations of the financial market stabilisation fund (soffin)
.
2. Conditions
The capital increase is subject to the registration in the
Register of commerce, which is expected to occur on 06/06/11
.
3. Proceeds
The new shares de0008032004 will be dividend entitled from
01/01/11.
Settlement is expected to occur on 08/06/11
.
The new shares are expected to be admitted to trading in the
Regulated market segment of the stock exchanges in frankfurt,
Berlin, duesseldorf, hamburg, hanover, munich and stuttgart and
To the sub-segment of the regulated market with additional
Post-admission obligations (prime standard) of the frankfurt
Stock exchange
.
Inclusion of the shares in the existing listing on the above
Stock exchanges is expected to occur on 07/06/11
.
It is also intended to apply for admission to trading and
Inclusion of the shares in the existing listing on the stock
Exchanges in london (lse) and zurich (six swiss exchange)
.
4. Sale of rights
The subscription rights, de000a1krcz2 for the new shares will be
Traded on the regulated market (xetra and xetra frankfurt
Spezialist) on the frankfurt stock exchange
.
There can be variations in the trading volume of subscription
Rights
.
It is possible that no ready market will develop for subscription
Rights
.
Euroclear bank will process your instructions on a reasonable
Endeavour basis. The date and time of execution is not guaranteed
.
Euroclear bank cannot be held responsible for the timely
Processing of your instruction to sell or buy rights. The
Instruction to sell will only be executed if the necessary
Positions are available.
5. Lapse of rights
Non exercised rights will be deemed worthless
.
The non-exercised rights will be debited from your account on
Deadline date refer to the mt536, statement of transactions report
.
6. Oversubscription
Oversubscription is not possible
.
Private placement
New shares that are not subscribed for in the rights offering
Will be offered to qualified investors in private placements in
The federal republic of germany and in certain jurisdictions
(except japan) according to rule regulation s under the u. S.
Securities act of 1933 and to qualified institutional buyers as
Defined in rule 144a under the u.s. securities act
.
7. Restrictions
Please refer to the prospectus of the offer on the investor
Relations of the company website
.
Https://www.commerzbank.de/en/hauptnavigation/home/home.html
.
The offer is being made in accordance with german law
.
The mailing, dissemination, or distribution of the offer document
Or other information materials can be subject not only to the
Regulatory requirements of the federal republic of germany but
Also to those of other jurisdictions
.
The new shares and subscription rights may not be offered in
Japan.
The subscription rights and the securities have not been, and
Will not be, registered under the securities act of 1933, or the
Securities laws of any state of the u.s. or other jurisdiction
And may not be offered, sold, resold, transferred or delivered,
Directly or indirectly, within the united states except pursuant
To an applicable exemption from the registration requirements of
The us securities act and in compliance with any applicable
Securities laws of any state or other jurisdiction of the united
States.
Note for us holders:
Shareholders with residence in the united states of america who
Wish to participate should contact the persons below to clarify
Participation issues
.
Commerz markets llc, new york:
Mrs. Deborah prushan, e-mail:
Deborah.prushan(a)commerzbank-usa.com
.
Tel: +1 212 895 5275
Fax: +1 212 429 4383
Mr. Jorge cabrera,
E-mail: jorge.cabrera(a)commerzbank-usa.com
Tel: +1 212 895 5275
Fax: +1 212 429 4383
Fax: +1 212 429 4383
.
Qualified institutional buyers as defined in rule 144a under the
U.s. securities act may apply
.
In order to do so qibs have to certify their qib status to
Commerzbank capital markets corp, to the contact persons above
.
8. Instruction on pending trades
It is not possible to send instructions on pending trades
.
9. Market claims
In line with local market practice, internal and external
Instructions in the above-mentioned share(s) may be subject to
Market claims through euroclear bank.
Refer to the ’participant user guide — market links’ and to the
R57,pending market claims status report to identify these
Transactions.
Market claims on bridge transactions are not processed by
Euroclear bank.
10. Timetable
1. Record date for distribution: 23/05/11
2. Ex-date for distribution: 24/05/11
3. Expiry date: 06/06/11
4. Payment date: 08/06/11 (provisional)
.
This corporate action notification does not constitute an offer
To sell or the solicitation of an offer to buy any securities by
Anyone in any jurisdiction. It is not, and should not be construed or treated as, investment or financial advice.
In providing this information, euroclear bank is not acting as agent of the issuer.
By sending an instruction, you confirm to euroclear bank that you (and any beneficial owner(s) for whom you act)
comply with theterms and conditions of the offer.
action to be taken
.
Instructions sent via mt568 or mt599 must be received by 10:00
One business day before the euroclear bank deadline
.
To subscribe for new securities, send an instruction type 46 in
The isin or common code of the rights to euroclear bank before
14.30 on 06/06/11.
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